Raymond ngan sec filings pdf

The world bank and the rule of law world bank documents. Clinical reports of cognitive changes after highdose adjuvant therapy for breast. Sox internal control deficiencies and auditors of u. Its userfriendly tools help you share, save or analyze information. Award, from the rotary club of lear, this economic climate has. He stated that the gvrd has commissioned technical reports to address the issues raised by. Sec form s1 is a registration filing form for companies to complete registration of securities offering under the securities act of 1933 pdf see also, 15 usc ch. Our highquality lowcost and easytouse edgar filing software for f filings helps you meet sec filing deadlines. A new approach to the identification and enforcement of open quantity contracts. Do target ceos trade premiums for personal benefits. The following is an excerpt from a 8k sec filing, filed by paradyne networks inc on 4222003. Statement of changes in beneficial ownership of securities. Solving the tadpole equationswe turn now to the scalar sec. With the sec s plain english rules in place, every prospectus will have its cover page, summary, and risk factors in plain english.

Pacifici on aug 24, 2017 july 2017 edgar filer manual volume ii notice use this edgar filer manual when making electronic filings with the united states securities and exchange commission sec or commission. The sec filings page contains more than 17 million documents, going back to 1960. Securities and exchange commission reporting information. Exhibit 21 enlargedownload table organization chart as at april 15, 1999 company ownership jurisdiction philip services corp. Voluntary petition for nonindividuals filing for bankruptcy. Please click search sec edgar filings to access our main page. The debtor is required to file periodic reports for example, 10k and 10q with the securities and. Choose pnc for checking accounts, credit cards, mortgages, investing, borrowing, asset management and more all for the achiever in you. Perrigo co plc prgo sec filing 10k annual report for the fiscal year ending tuesday, december 31, 2019. Sec edgar filing services large trader id ltid form.

Dispersal of tidal debris in a milkywaysized dark matter halo. An investor or organization with trades that exceed certain thresholds is classified as a large trader by the sec. The associated form to be filed with the sec is the form h. In case of questions, comments or bug reports concerning.

This sec form shall be used to meet the requirements of therevised code of corporate governance. Raymond c, haugen e, gillett w, zhou y, james r, phelps k. Filings of registration statements on form n4 shall contain the number of copies specified in securities act rule 402 17 cfr 230. If youve used this facility, you know its limitations. Easy filing of section 16 ownership forms 3, 4 and 5 the sec requires section 16 ownership filings forms 3, 4 and 5 to be submitted online, and offers filing capability via its online forms website. This file number should be inclu ded on the subject line if email is used. Pdf documents are accepted but considered unofficial submissions. Rpai covering creation of a direct financial obligation or an obligation under an offbalance sheet arrangement of a registrant and regulation fd disclosure. Their study compares sec paper filings with sec electronic filings to test 9 stice 1991 conducts this study at a time when sec filings were not as readily available e. Fulltext keywords searching against all the sec filings since 1994over 8 million distinct filings. Link to these forms on the secs web site which have been filed since the date these regulations took effect. Screenshots of actual 10k and 10q sec filings in pdf, word and excel formats.

The annual report was developed under the guidance of hassane cisse, deputy general. Biddle, neale oconnor faculty of business and economics. Edgar public dissemination service pds information for edgar filers. Alibaba group will provide a hard copy of its annual report containing the audited consolidated financial statements, free of charge, to its shareholders and ads holders upon. Previous section use sections to navigate through the document form 8k item 7. Sec again says no to precidian nontransparent active etfs. This report was prepared by the legal vice presidency annual report subcommittee. For a sample of form 4 insider trade filings, we show that, during the period we examine, the majority of filings are available to paying subscribers of the secs pds feed before they are posted to the sec website, and so provide subscribers and their clients with a private advantage. Link to these forms on the sec s web site which have been filed since the date these regulations took effect. The following information was filed by par pacific holdings, inc. This act, also known as the truth in securites act was inacted to bring greater transparency to securities. The company opened in 1976 under the price club name in san diego, california. Pollett a, riddell rh, ngan by, cutz e, lagarde ae, chan hs. Jul 07, 2014 in my previous job, i used file financial reports for many us companies.

Management officer, securities and exchange commission, 100 f street, ne, washington, dc 205491090. Annual report of commissioner of labour and mines, 195758, pp 601. Toronto, for outstanding achieve rovoked massive change to. Export annual and quarterly reports to adobe pdf, microsoft word and excel for offline. Sec filer manual volume ii edgar filing july 2017 bespacific. Documents may currently be submitted to the sec via the edgar system in html, ascii, pdf or xbrl format. Frank paul4, raymond le bris4, anna hogg5, ines otosaka5, an ew shepherd5. Precision tools and models to narrow in on the 750 gev diphoton. Nothing is picked up automatically constant and repeated information must be reentered. Reforming the law of exclusivity and good faith, shelley smith. Our financial filings software is an accurate, inexpensive and userfriendly edgar filing alternative for sec section f securities filings. Our sec edgar filings software tool is an accurate, costeffective and userfriendly regulatory financial filing alternative for sec section f securities filings. Sec info structured asset sec corp mort pass thr cert.

Twentyfive years of progress in sea floor mapping by. Sec filings principal financial group inc investor relations. The companys stockholders are urged to read the proxy statement and other relevant materials when they become available, because they will contain important information about the company, the annual meeting and related matters. Raymond james financial electronic edgar proof sec. View the pcg annual company financial performance report by date. Securities and futures commission annual report 20032004. The first costco warehouse opened in 1983 in seattle, washington. Feb 27, 2020 the following information was filed by perrigo co plc prgo on thursday, february 27, 2020 as an 8k 2. The following is an excerpt from a 8k sec filing, filed by p f changs china bistro inc on 4252008. Form n6 is to be used by separate accounts that are unit investment trusts that offer variable life insurance contracts to register under the investment company act of 1940 and to offer their securities under the securities act of 1933. Where to go online to get sec filings, stock quotes and. Critics have accused the sec of retreating on the new disclosure rules.

Related information quarterly earnings press releases hkex filings. Document type sc ga text securities and exchange commission washington, d. Sec edgar filing software section 16 ownership forms 3, 4. Introduction this study augments prior research by comparing the sarbanesoxley sox section 302 ineffective internal control disclosures iics and big 4 auditors of u. Pnc has the right banking products and financial expertise for individuals, small businesses, and large institutions. Sec edgar filing services large trader id ltid form h.

The investor relations website contains information about viewray, inc. Definition of terms used in the rules and regulations 2. The way issuers raise capital has changed over the course of the past several years, and, in response, the sec has adopted final rules that modernize and liberalize. The following is an excerpt from a 10k sec filing, filed by mcdermott j ray sa on 6101999. Costco sec 10k analysis 2 costco sec 10k analysis costco wholesale corporation is a membership warehouse club with 671 warehouses in nine countries on four continents. Structured asset sec corp mort pass thr cert ser 2003bc 8k for 112603 current report seq. In my previous job, i used file financial reports for many us companies. Previous section use sections to navigate through the document form 8k section 2. Robert bickers and ray yep eds, may days in hong kong. Dube, peter saic general maerag n of eterpne ris dan missio n solu tion bisesu s itun.

All this must typically be done within 10 days of the event that. Joana fernandes2, ngan tran3, doug vandemark4, thomas. All pdf documents must be submitted alongside their html or ascii counterpart. Click the sec filings tab, which will take you to our sec filings search page. Sec forms list pdf versions search edgar comment letters. Acct 220\u2014costco sec 10k analysis running header. Sec section 16 filings in accordance with regulations of the sec, synopsys is required to make available on its web site form 3, 4 and 5 filings made by its directors and executive officers by the end of the business day following filing. Stockholders may obtain a free copy of the companys proxy statement, when. Sec filer manual volume ii edgar filing july 2017 by sabrina i. Sec again says no to precidian nontransparent active etfs in october, sec denied precidians filing for a nontransparent active etf that would trade on an exchange. I other case filed on december 18, 2018 in the new york southern district court. As far is know, sec requires the companies to file the reports in xbrl format and hence you may not find the filings in pdf format. Chan and chung ngan hung for their helpful research assistance. Thompson, ashley mefferd, fong ngan, and barry lefer.